An Arizona advisor who placed nearly all client assets in equity-linked notes has been barred from the industry for at least three years and will pay $1.6 million in disgorgement and penalties, the ...
You are not the only one to have noticed the name Dharmesh Vora in cases of investment fraud or SEC investigations. In ...
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Financial firms sold $3.5 billion in structured notes linked to the S&P 500 futures excess return index last year
The popularity of structured products associated with the S&P 500 Futures Excess Return Index, often denoted by the ticker SPXFP, has skyrocketed. Last year, issuance increased by 48% to $3.5 billion, ...
Structured notes, long the preserve of banks’ equity derivatives desks, are getting a fixed-income makeover. Banks are investing heavily to overhaul their structured note operations to re-gear them ...
"More people are paying attention to credit risk than before, so it is true that the subset of investors that are being particularly prudent has increased," says Alberto Cherubini, head of exotic ...
Structured investments, also known as structured notes, are a combination of a bond, which can provide downside protection, and a derivative, which provides leveraged upside benefits, allowing ...
“More people are paying attention to credit risk than before, so it is true that the subset of investors that are being particularly prudent has increased,” says Alberto Cherubini, head of exotic ...
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