Form D, one of the workhorse documents in financial reporting, is poised to get a major overhaul that will push it into the electronic era for good. The Securities and Exchange Commission has proposed ...

On December 20, 2024, the U.S. Securities and Exchange Commission (the “SEC”) issued a press release highlighting settled enforcement actions against a private fund adviser and two pre-IPO companies ...

Last week, the U.S. Securities and Exchange Commission announced that it had settled "charges" against two private companies and one registered investment adviser for failing to timely file Forms D ...